The Capital Markets
GARY M. STRUMEYER is the former president of BNY Mellon Capital Markets, LLC. He is the author of Investing in Fixed Income Securities and Keys to Investing in Municipal Bonds. Gary is a former adjunct professor at NYU's School of Professional Studies. SARAH SWAMMY is a managing director, business manager, and head of supervision for BNY Mellon Capital Markets. She is a member of BNY Mellon Capital Markets Board of Managers and serves as a member of New York Institute of Technology School of Management's executive council. Sarah is an adjunct instructor at NYU's School of Professional Studies.
The Capital Markets
About the Contributors
Partner, Gartland and Mellina Group, Regulatory & Compliance Practice
20 years of financial services experience in management consulting, corporate strategy, equity trading, regulatory compliance, risk management and control, cost take outs, acquisition due diligence, business process re-engineering, program and project management and enterprise data management.
Prior to Gartland and Mellina, Eric spent eight years as an internal consultant for BYN Mellon, Bear Stearns Asset Management and Morgan Stanley driving strategic efforts which were intended to grow revenues, increase efficiencies and reduce costs. Prior to Morgan Stanley, Eric spent three years at KPMG Consulting focused on advisory and implementation services for front and back office projects. Prior to KPMG, Eric worked for three years as an equity trader and advisor to the specialists and market makers on the Pacific Stock Exchange floors. Eric began his career at Donaldson, Lufkin and Jenrette in their retail brokerage division.
Eric is a graduate of Muhlenberg College with a B.A. in Political Science. He has previously held the Series 7, 63 & 55 licenses and is a member of the Association for Strategic Planning (ASP), Association of Internal Management Consultants (AIMC), Financial Services Business Transformation Roundtable (FSBT) and The Data Management Association of NY (DAMA-NY). Eric is a frequent speaker at Capital Markets conferences and Dodd Frank/Regulatory impact forums.
Managing Director, BNY Mellon
Jeffrey Bockian is managing director of BNY Mellon Corporate Treasury's Funding and Short-Term Investments Group. As part of his responsibilities, he oversees liquidity and collateral management activities, including trading of repurchase agreements. From 2012 to 2016, Bockian was global head of Securities Finance Portfolio Management at BNY Mellon. Prior to that, he was executive vice president and head of Finance Trading in the Capital Markets Division of Countrywide Financial Corporation, which he joined in 1998. Before joining Countrywide, Bockian was a vice president in the fixed-income division at Morgan Stanley, New York, where he traded mortgage-backed securities options and derivatives and other OTC and listed rates products. For the three years prior to joining the Trading Department, Bockian managed the Mortgage-Backed Securities, Commodities, and Futures Operations Departments. He is a graduate of New York University.
Reginald M. Browne
Senior Managing Director, Cantor Fitzgerald
Reginald M. Browne is a senior managing director overseeing the exchange-traded funds business at Cantor Fitzgerald, which facilitates about one trillion dollars in trades annually. Mr. Browne has been featured in major business publications and regularly speaks at industry conferences. He is widely known as "The Godfather of ETFs" because of his influence helping bring to market nearly 25 percent of the ETFs listed in the United States. Mr. Browne has more than three decades of Wall Street experience. Prior to joining Cantor Fitzgerald, Mr. Browne was managing director, co-global head of the ETF group at Knight Capital Group and a senior vice president and co-head of the ETF group at Newedge USA, a division of Société Générale and Crédit Agricole CIB. He also worked at Susquehanna International and O'Connor and Associates. Mr. Browne earned his bachelor's in business administration from La Salle University, where he currently serves as a trustee. In January 2015, Mr. Browne was appointed to the Equity Market Structure Advisory Committee.
Managing Director and Senior Portfolio Manager, BNY Mellon
Patrick Byrne is a managing director and senior portfolio manager in the BNY Mellon Investment Portfolio Management Group. Prior to his current role Mr. Byrne was t